Principal Officer - PMS
GCL Broking is seeking a Principal Officer to lead its Portfolio Management Services. The role involves overseeing investment strategies, managing portfolio risk, and ensuring strict compliance with SEBI regulations. The candidate must hold professional finance qualifications and mandatory NISM certifications. This is a critical leadership position managing firm-wide investment activities.
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Experience
5+ years
Function
Finance
Work mode
Onsite, India
Company
Tier 2
What you will work on
GCL Broking is seeking a Principal Officer to lead its Portfolio Management Services. The role involves overseeing investment strategies, managing portfolio risk, and ensuring strict compliance with SEBI regulations. The candidate must hold professional finance qualifications and mandatory NISM certifications. This is a critical leadership position managing firm-wide investment activities.
TAL's take
Specific regulatory role with clear domain expertise requirements, though the company brand is not widely recognized.
Highly specific regulatory role with clearly defined SEBI compliance and experience criteria.
Must haves
- 5+ years experience in securities market
- 2+ years in portfolio management, advisory or fund management
- Professional degree in Finance, Law, Accountancy or Business Management
- Valid NISM Series XXI-A and XXI-B certification
Tools and skills
Nice to have: indian equity market analysis, debt market analysis.
About the company
Unfamiliar company, default mid-tier.
Posts mentioning GCL Broking
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