Associate Manager- Investment Compliance
Principal Global Services is seeking an Associate Manager for Investment Compliance in Hyderabad. The role involves managing pre-trade and post-trade monitoring, interpreting regulatory mandates, and coding compliance rules within the Charles River platform. You will collaborate with portfolio managers and legal teams while overseeing compliance reporting and risk mitigation. The position requires a bachelor's degree with a preference for advanced finance certifications.
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Experience
Experience not specified
Function
Finance
Work mode
Onsite, India
Company
Tier 2
What you will work on
Principal Global Services is seeking an Associate Manager for Investment Compliance in Hyderabad. The role involves managing pre-trade and post-trade monitoring, interpreting regulatory mandates, and coding compliance rules within the Charles River platform. You will collaborate with portfolio managers and legal teams while overseeing compliance reporting and risk mitigation. The position requires a bachelor's degree with a preference for advanced finance certifications.
TAL's take
Solid role within a recognized global financial institution with clear regulatory and compliance responsibilities.
The JD is highly structured with specific regulatory domains and technical tooling (Charles River) mentioned.
Salaries at Principal Global Services
19.3 LPA average
Based on 26 Grapevine salary entries for Principal Global Services.
Engineering
0 - 2 years | T2
9 LPA average
Range: 7 - 11 LPA
Other roles
0 - 2 years | T2
10 LPA average
Range: 10 - 11 LPA
Other roles
2 - 4 years | Software engineer
13 LPA average
Range: 10 - 20 LPA
Other roles
4 - 6 years | T3
15 LPA average
Range: 12 - 18 LPA
Must haves
- Knowledge of UCITS, APAC Regulations, and SEC 1940 Act Funds
- Experience with pre-trade and post-trade monitoring
- Ability to interpret IMAs, Prospectus, and SAIs
- Proficiency in coding and maintaining compliance rules in Charles River
- Ability to perform daily compliance checks and resolve breaches
Tools and skills
Nice to have: cfa, frm.
About the company
Established global financial services firm with a significant presence in India.
Posts mentioning Principal Global Services
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