Compliance Officer
This role involves end-to-end fund administration, investor servicing, and regulatory compliance for an early-stage angel fund. Responsibilities include coordinating operations with custodians and accountants, managing investor onboarding, and ensuring adherence to SEBI and RBI regulations. Candidates must possess a background in AIF/PMS compliance, strong financial analysis skills, and relevant professional certifications. The position requires a detail-oriented professional to handle reporting, governance, and stakeholder management.
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Experience
5-8 years
Function
Finance
Work mode
Onsite, India
Company
Tier 2
What you will work on
This role involves end-to-end fund administration, investor servicing, and regulatory compliance for an early-stage angel fund. Responsibilities include coordinating operations with custodians and accountants, managing investor onboarding, and ensuring adherence to SEBI and RBI regulations. Candidates must possess a background in AIF/PMS compliance, strong financial analysis skills, and relevant professional certifications. The position requires a detail-oriented professional to handle reporting, governance, and stakeholder management.
TAL's take
Stable mid-senior finance role at an unfamiliar firm with clearly defined regulatory and operational responsibilities.
The JD provides a highly specific list of regulatory, operational, and reporting duties for AIF/PMS fund administration.
Must haves
- 5-8 years of experience in AIF/PMS fund administration and compliance
- Chartered Accountant, Company Secretary, or MBA Finance qualification
- NISM XIX C or XIX D certification
- Strong understanding of SEBI AIF Regulations
- Proficiency in MS Excel and financial analysis
Tools and skills
About the company
unfamiliar company, default mid-tier