Compliance Officer - Merchant Banking
Socradamus is seeking a Compliance Officer to join their merchant banking team in Mumbai. The role involves ensuring adherence to SEBI regulations, performing compliance audits, and managing regulatory filings for IPOs and M&As. Candidates must have experience in merchant banking compliance and strong knowledge of capital market regulations. The position requires attention to detail and the ability to work under tight regulatory deadlines.
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Experience
2-4 years
Function
Accounting
Work mode
Onsite, India
Company
Tier 2
What you will work on
Socradamus is seeking a Compliance Officer to join their merchant banking team in Mumbai. The role involves ensuring adherence to SEBI regulations, performing compliance audits, and managing regulatory filings for IPOs and M&As. Candidates must have experience in merchant banking compliance and strong knowledge of capital market regulations. The position requires attention to detail and the ability to work under tight regulatory deadlines.
TAL's take
Clear mid-level compliance role at a Tier-2 firm with well-defined regulatory responsibilities.
The JD provides a very clear scope, specific regulatory requirements, and well-defined responsibilities.
Must haves
- Company Secretary (CS) qualification
- 2-3 years experience in a compliance role in merchant banking
- Familiarity with SEBI Merchant Banking Regulations and Companies Act
- Strong understanding of capital market regulations
- Knowledge of KYC/AML procedures
Tools and skills
About the company
Unfamiliar company, default mid-tier.