Compliance Associate
Morningstar is seeking a Compliance Associate to join their global internal controls monitoring and testing team in the fintech domain. The role involves monitoring electronic communications, executing monitoring activities, and ensuring proper documentation of results. Candidates are expected to communicate findings to stakeholders and identify opportunities for automation. A bachelor's degree is required, with preference for candidates with finance or economics backgrounds.
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Experience
Experience not specified
Function
Accounting
Work mode
Hybrid, India
Company
Tier 2
What you will work on
Morningstar is seeking a Compliance Associate to join their global internal controls monitoring and testing team in the fintech domain. The role involves monitoring electronic communications, executing monitoring activities, and ensuring proper documentation of results. Candidates are expected to communicate findings to stakeholders and identify opportunities for automation. A bachelor's degree is required, with preference for candidates with finance or economics backgrounds.
TAL's take
Solid tier-2 company with a clearly defined compliance monitoring role.
The JD is highly specific regarding the monitoring activities and the scope within the internal controls team.
Salaries at Morningstar
10.8 LPA average
Based on 23 Grapevine salary entries for Morningstar.
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Must haves
- Bachelor’s degree
- Monitor email and MS teams messages for policy compliance
- Execute general monitoring activities
- Proper documentation of monitoring results
- Communicate results to stakeholders
- Identify opportunities for improvement and automation
About the company
Established global financial research and investment services firm.
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