Investment Management Compliance, Director (AVP) /Vice President
Morgan Stanley is seeking a compliance director for the Asia investment management team based in Singapore. This role involves advising on regulatory matters, drafting policies, and ensuring compliance across various Asian jurisdictions for both private and public side business activities. The successful candidate will manage regulatory risks, handle audits, and contribute to regional compliance programs. A minimum of 8 years of compliance experience in financial services is required, with a focus on investment management.
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Experience
8+ years
Function
Finance
Work mode
Onsite, Singapore
Company
Tier 1
What you will work on
Morgan Stanley is seeking a compliance director for the Asia investment management team based in Singapore. This role involves advising on regulatory matters, drafting policies, and ensuring compliance across various Asian jurisdictions for both private and public side business activities. The successful candidate will manage regulatory risks, handle audits, and contribute to regional compliance programs. A minimum of 8 years of compliance experience in financial services is required, with a focus on investment management.
TAL's take
High-caliber global financial institution with clear, well-defined regulatory compliance responsibilities and leadership scope.
Clear title, defined scope across multiple Asian jurisdictions, and explicit experience requirements.
Salaries at Morgan Stanley
25.1 LPA average
Based on 620 Grapevine salary entries for Morgan Stanley.
Finance
0 - 2 years | SDE
18 LPA average
Range: 7 - 26 LPA
Finance
2 - 4 years | P2 Associate
12 LPA average
Range: 5 - 30 LPA
Finance
4 - 6 years | L2
22 LPA average
Range: 15 - 37 LPA
Finance
6 - 8 years | P3
28 LPA average
Range: 28 - 28 LPA
Must haves
- Bachelor's degree in Legal, Accounting, Business or Finance
- Minimum 8 years' compliance-related experience in a financial institution or regulator
- Minimum 5 years' experience in the investment management industry
- Strong understanding of investment management industry
- Knowledge of regulations and rules in Asia
- Exceptional written and oral communication skills
About the company
Global financial services firm with a major international presence.
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