NFR Central Testing, Director, Oversight, Monitoring and Testing
Morgan Stanley is seeking a Director within their Legal and Compliance division to lead the NFR Central Testing program in Mumbai. The role involves executing risk-based tests, documenting walkthroughs of key internal controls, and reporting results to senior management. Candidates should have extensive experience in testing or auditing within investment management firms. This position requires strong analytical capabilities and proficiency in standard office systems and automated surveillance tools.
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Experience
5-7 years
Function
Accounting
Work mode
Onsite, India
Company
Tier 1
What you will work on
Morgan Stanley is seeking a Director within their Legal and Compliance division to lead the NFR Central Testing program in Mumbai. The role involves executing risk-based tests, documenting walkthroughs of key internal controls, and reporting results to senior management. Candidates should have extensive experience in testing or auditing within investment management firms. This position requires strong analytical capabilities and proficiency in standard office systems and automated surveillance tools.
TAL's take
High-caliber global financial institution with a well-defined leadership role in compliance oversight.
The JD clearly outlines the NFR testing program responsibilities, reporting structure, and required background.
Salaries at Morgan Stanley
25.1 LPA average
Based on 620 Grapevine salary entries for Morgan Stanley.
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17 LPA average
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21 LPA average
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67 LPA average
Range: 67 - 67 LPA
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14 - 16 years | P5
26 LPA average
Range: 26 - 26 LPA
Must haves
- 5-7 years experience with investment management firms
- Testing, surveillance, or auditing experience
- Analytical, organizational, and problem-solving skills
- Excellent written and oral communication skills
- Proficiency with MS Office suite
Tools and skills
Nice to have: trade order management systems, portfolio accounting systems, pre/post trade surveillance systems.
About the company
Global tier-1 financial services firm.
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