Compliance Manager – Leading Private Equity Firm
The role involves overseeing compliance operations, regulatory reporting, and risk mitigation for a global Private Equity firm in Singapore. The incumbent will serve as the subject matter expert, handling client onboarding, AML/KYC, and regulatory inspections. Candidates must have approximately 5+ years of experience in asset management and deep knowledge of SFA/FAA frameworks. This is a key advisory position partnering with senior stakeholders and the board.
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Experience
5+ years
Function
Accounting
Work mode
Onsite, Singapore
Company
Tier 2
What you will work on
The role involves overseeing compliance operations, regulatory reporting, and risk mitigation for a global Private Equity firm in Singapore. The incumbent will serve as the subject matter expert, handling client onboarding, AML/KYC, and regulatory inspections. Candidates must have approximately 5+ years of experience in asset management and deep knowledge of SFA/FAA frameworks. This is a key advisory position partnering with senior stakeholders and the board.
TAL's take
Solid mid-level compliance role within the asset management domain, though hosted via an agency.
Very clear and well-defined responsibilities aligned with a compliance manager function in the financial sector.
Must haves
- Bachelor’s degree in Finance, Business, Law, or a related discipline
- Approximately 5+ years of compliance experience within PE or asset management
- Strong working knowledge of Singapore regulatory requirements under the SFA/FAA framework
- Proven experience managing regulatory engagement and inspections
- Hands-on exposure to client onboarding, AML/KYC, and risk assessment
About the company
Professional recruitment and staffing firm, acting on behalf of a private equity client.